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Advisor at NORTHPOINT ADVISORY LLC
WILMETTE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHPOINT ADVISORY LLC | State registered | Aug 1, 2008 | n/a | yes | WILMETTE, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 11, 2002 | May 5, 2004 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHPOINT ADVISORY LLC | May 5, 2004 | Aug 1, 2008 | 1,549 | Firm change after gap | Wirehouse to state RIA |