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Advisor at ACP INVESTMENT MANAGEMENT
KAILUA-KONA, HI | Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ACP INVESTMENT MANAGEMENT | Independent wealth | Oct 8, 2025 | n/a | yes | Seattle, WA|KAILUA-KONA, HI | Current employment |
| SIGNALINE INVESTMENTS | n/a | Apr 28, 2016 | Oct 15, 2018 | no | SEATTLE, WA | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Dec 20, 2012 | Oct 31, 2025 | no | OLYMPIA, WA|SEATTLE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 15, 2003 | Feb 16, 2012 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 8, 2002 | Oct 2, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | SIGNALINE INVESTMENTS | Oct 31, 2025 | Apr 28, 2016 | -3,473 | Firm change after gap | Other |
| SIGNALINE INVESTMENTS | ACP INVESTMENT MANAGEMENT | Oct 15, 2018 | Oct 8, 2025 | 2,550 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Feb 16, 2012 | Dec 20, 2012 | 308 | Firm change | Other |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 2, 2003 | Oct 15, 2003 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282622:338484:WA:2018-10-15 | Oct 15, 2018 | Oct 8, 2025 | SEATTLE, WA | Firm change after gap |