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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

LUIZ DAVID AZAMBUJA

Advisor at INSIGNEO ADVISORY SERVICES, LLC

MIAMI, FL | CORAL GABLES, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGNEO ADVISORY SERVICES, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 30, 2001
First registration: Aug 8, 2002
Dual registered: yes, broker-dealer
Other names: DAVID AZAMBUJA|LUIZ DAVID AZAMBUJA|LUIZ DAVID XAVIER AZAMBUJA
IAPD individual key: 4314393

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Mar 9, 2018	n/a	yes	CORAL GABLES, FL\|MIAMI, FL	Current employment
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 5, 2014	Feb 12, 2018	no	MIAMI, FL\|MIAMI, FL	Previous registration
RIWM, LLC	State registered	May 9, 2012	Jun 28, 2017	no	CORAL GABLES, FL	Previous registration
REHMANN WEALTH	Independent wealth	Dec 10, 2010	Sep 6, 2012	no	MIAMI, FL\|LANSING, MI	Previous registration
BANIF FINANCIAL SERVICES, INC.	n/a	Mar 14, 2006	Aug 27, 2010	no	CORAL GABLESE, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 13, 2003	Mar 4, 2005	no	MIAMI, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Oct 23, 2003	no	MIAMI, FL	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Aug 8, 2002	Jul 1, 2003	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	INSIGNEO ADVISORY SERVICES, LLC	Feb 12, 2018	Mar 9, 2018	25	Firm change	Other
RIWM, LLC	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Jun 28, 2017	Dec 5, 2014	-936	Firm change after gap	Other
REHMANN WEALTH	RIWM, LLC	Sep 6, 2012	May 9, 2012	-120	Firm change after gap	Other
BANIF FINANCIAL SERVICES, INC.	REHMANN WEALTH	Aug 27, 2010	Dec 10, 2010	105	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	BANIF FINANCIAL SERVICES, INC.	Mar 4, 2005	Mar 14, 2006	375	Firm change	Other
WELLS FARGO ADVISORS	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 23, 2003	Oct 13, 2003	-10	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
131631:282589:FL:2018-02-12	Feb 12, 2018	Mar 9, 2018	MIAMI, FL	Firm change
160536:131631:FL:2017-06-28	Jun 28, 2017	Dec 5, 2014	CORAL GABLES, FL	Firm change after gap

Relationships

Registered with (8)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Mar 9, 2018 to presentfactForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 5, 2014 to Feb 12, 2018factForm ADV
→ RIWM, LLCRegistered adviserregistration: previous registration
May 9, 2012 to Jun 28, 2017factForm ADV
→ REHMANN WEALTHRegistered adviserregistration: previous registration
Dec 10, 2010 to Sep 6, 2012factForm ADV
→ BANIF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 14, 2006 to Aug 27, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 13, 2003 to Mar 4, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Oct 23, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Aug 8, 2002 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.