DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Luiz David Azambuja
Feed of 09/15/2026
Also filed as David Azambuja
At current firm
8 y
since Mar 9, 2018
In the industry
24 y
since Oct 30, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Insigneo Advisory Services, LLC mixed wealth currentsince Mar 9, 2018 · Coral Gables, Fl
- Capital Guardian Wealth Management, LLC formerDec 5, 2014 to Feb 12, 2018 · Miami, Fl
- Riwm, LLC state registeredMay 9, 2012 to Jun 28, 2017 · Coral Gables, Fl
- Rehmann Wealth independent RIADec 10, 2010 to Sep 6, 2012 · Miami, Fl
- Banif Financial Services, Inc. unclassifiedMar 14, 2006 to Aug 27, 2010 · Coral Gablese, Fl
- Banc Of America Investment Services, Inc. unclassifiedOct 13, 2003 to Mar 4, 2005 · Miami, Fl
- Wells Fargo Advisors wirehouseJul 1, 2003 to Oct 23, 2003 · Miami, Fl
- Prudential Equity Group, LLC unclassifiedAug 8, 2002 to Jul 1, 2003 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Capital Guardian Wealth Management, LLC to Insigneo Advisory Services, LLCleft Feb 12, 2018, registered Mar 9, 2018 (25 days) · Other · moved with a team
- Riwm, LLC to Capital Guardian Wealth Management, LLCleft Jun 28, 2017, registered Dec 5, 2014 (-936 days) · Other · moved with a team
- Rehmann Wealth to Riwm, LLCleft Sep 6, 2012, registered May 9, 2012 (-120 days) · Other
- Banif Financial Services, Inc. to Rehmann Wealthleft Aug 27, 2010, registered Dec 10, 2010 (105 days) · Other
- Banc Of America Investment Services, Inc. to Banif Financial Services, Inc.left Mar 4, 2005, registered Mar 14, 2006 (375 days) · Other
- Wells Fargo Advisors to Banc Of America Investment Services, Inc.left Oct 23, 2003, registered Oct 13, 2003 (-10 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address