G••• G• B••••

Advisor at O••••• P••••••• W••••• M•••••••••

JEFFERSONVILLE, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• P••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• P••••••• W••••• M•••••••••	Independent wealth	Sep 21, 2018	n/a	yes	JEFFERSONVILLE, IN	Current employment
W•••••• • R•••	Former SEC adviser	Apr 22, 2013	Aug 29, 2018	no	JEFFERSONVILLE, IN\|LOUISVILLE, KY\|CHARLEROI, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	O••••• P••••••• W••••• M•••••••••	Aug 29, 2018	Sep 21, 2018	23	Firm change	Ibd to new firm
A••••••••• F•••••••• S•••••••• L••	W•••••• • R•••	Apr 26, 2013	Apr 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:297462:PA:2018-08-29	Aug 29, 2018	Sep 21, 2018	CHARLEROI, PA	Firm change

Relationships

Registered with (5)

→ O••••• P••••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 21, 2018 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Apr 22, 2013 to Aug 29, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 5, 2009 to Apr 26, 2013factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.