This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 22, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jul 22, 2009

First registration

Jan 11, 2011

Dual registered

yes, broker-dealer

IAPD individual key

4822435

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ea3fdf49-af91-4c7d-b8a7-4136d2b2d6e0

First observed

Jan 11, 2011

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.