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J••• S•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

J••• S•••••• M•••••

Advisor at C••• P•••••••

Minnetonka, MN

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Search this name across graphsid dfx:ria:ea47651c-b115-15d8-ff8a-21fca568a20f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Nov 26, 2024	n/a	yes	Minnetonka, MN	Current employment
F••••	Independent wealth	May 3, 2021	Nov 5, 2024	no	WEST PALM BEACH, FL\|Charlotte, NC\|Minnetonka, MN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	C••• P•••••••	Nov 5, 2024	Nov 26, 2024	21	Firm change	RIA to RIA
V••••••• A•••••••• I•••	F••••	Apr 29, 2021	May 3, 2021

Relationships

Registered with (3)

→ C••• P•••••••Registered adviserregistration: current employment
Nov 26, 2024 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
May 3, 2021 to Nov 5, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2020 to Apr 29, 2021factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
J••• S•••••• M••••• left Facet for C••• P••••••• (registered 2024-11-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea47651c-b115-15d8-ff8a-21fca568a20f
First observed: Feb 13, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.