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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Amit Poddar

Advisor at U.S. BANCORP ADVISORS, LLC

Minneapolis, MN

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Search this name across graphsid dfx:ria:ea4a1d42-d3bd-662f-24c7-fabc40071d17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 16, 2004
First registration: Aug 23, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4811795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Minneapolis, MN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 14, 2022	Feb 13, 2026	no	Minneapolis, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 29, 2018	May 7, 2020	no	CLIVE, IA\|ANKENY, IA\|ANKENY, IA\|WEST DES MOINES, IA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Mar 7, 2017	Mar 26, 2018	no	CLIVE, IA\|ALGONA, IA\|CLIVE, IA\|JOHNSTON, IA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Dec 18, 2015	Mar 10, 2017	no	CLIVE, IA\|W Des Moines, IA	Previous registration
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	State registered	Aug 23, 2004	Sep 15, 2015	no	URBANDALE, IA\|WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	May 7, 2020	Mar 14, 2022	676	Firm change after gap	Ibd to ibd
SIGNATOR INVESTORS, INC.	LPL FINANCIAL LLC	Mar 26, 2018	Mar 29, 2018	3	Firm change	Other
AMERITAS ADVISORY SERVICES	SIGNATOR INVESTORS, INC.	Mar 10, 2017	Mar 7, 2017	-3	Firm change	Other
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	AMERITAS ADVISORY SERVICES	Sep 15, 2015	Dec 18, 2015	94	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14869:468:IA:2017-02-24	Mar 10, 2017	Mar 7, 2017	W DES MOINES, IA	Firm change

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 14, 2022 to Feb 13, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 29, 2018 to May 7, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Mar 7, 2017 to Mar 26, 2018factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 18, 2015 to Mar 10, 2017factForm ADV
→ SUCCESSFUL RESOURCE MANAGEMENT, LTD.Registered adviserregistration: previous registration
Aug 23, 2004 to Sep 15, 2015factForm ADV

Dated events

No dated event names this entity yet.