DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PROVIDENT WEALTH MANAGEMENT
BURLINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PROVIDENT WEALTH MANAGEMENT | State registered | Sep 5, 2019 | n/a | yes | BURLINGTON, NC | Current employment |
| GRADIENT INVESTMENTS, LLC | Independent wealth | Jan 25, 2016 | Mar 30, 2016 | no | Burlington, NC | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Nov 21, 2014 | Aug 21, 2019 | no | BURLINGTON, NC|BURLINGTON, NC|CHARLOTTE, NC | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 20, 2013 | Dec 8, 2014 | no | BURLINGTON, NC|RALEIGH, NC | Previous registration |
| PROVIDENT FINANCIAL GROUP OF THE CAROLINAS | n/a | Oct 26, 2009 | Jan 2, 2014 | no | BURLINGTON, NC | Previous registration |
| PROVIDENT FINANCIAL GROUP OF THE CAROLINAS | n/a | Oct 22, 2007 | Dec 31, 2007 | no | BURLINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | GRADIENT INVESTMENTS, LLC | Aug 21, 2019 | Jan 25, 2016 | -1,304 | Firm change after gap | Other |
| GRADIENT INVESTMENTS, LLC | PROVIDENT WEALTH MANAGEMENT | Mar 30, 2016 | Sep 5, 2019 | 1,254 | Firm change after gap | Other |
| SIGNATOR INVESTORS, INC. | OSAIC FS, INC. | Dec 8, 2014 | Nov 21, 2014 | -17 | Firm change | Other |
| PROVIDENT FINANCIAL GROUP OF THE CAROLINAS | SIGNATOR INVESTORS, INC. | Jan 2, 2014 | Dec 20, 2013 | -13 | Firm change | Other |