DFX Intelligence

E•••• M•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

E•••• M•••• C••••••

Advisor at C••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:ea53e817-a62b-c903-ff1d-7794ac4d5284

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Nov 18, 2024	n/a	yes	CLEVELAND, OH\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Oct 11, 2016	n/a	yes	Cleveland, OH\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• I••••••••• A•••••••• I•••	C••••• P••••••• L••	Oct 7, 2016	Oct 11, 2016	4	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
105428:151559:OH:2016-10-07	Oct 7, 2016	Oct 11, 2016	CLEVELAND, OH	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Nov 18, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Oct 11, 2016 to presentfactForm ADV
→ S••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2007 to Oct 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea53e817-a62b-c903-ff1d-7794ac4d5284
First observed: Apr 9, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.