DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Christopher Anthony Connelly

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Stillwater, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea53f943-3789-e58a-2eea-25823234715e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 7, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 6, 2017
First registration: Sep 7, 2017
Dual registered: yes, broker-dealer
Other names: Christopher A Connelly|Chris Connelly
IAPD individual key: 6339283

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 1, 2023	n/a	yes	Stillwater, MN	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 19, 2021	Aug 11, 2023	no	Woodbury, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 10, 2019	Dec 23, 2020	no	MINNEAPOLIS, MN	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Dec 6, 2018	Dec 24, 2020	no	Minneapolis, MN\|SAN RAFAEL, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 7, 2017	Nov 30, 2018	no	EDINA, MN\|Edina, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 11, 2023	Sep 1, 2023	21	Firm change	Ibd to ibd
GLOBAL RETIREMENT PARTNERS LLC	LPL FINANCIAL LLC	Dec 24, 2020	Jan 10, 2019	-714	Firm change after gap	Other
LPL FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Dec 23, 2020	Jul 19, 2021	208	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	GLOBAL RETIREMENT PARTNERS LLC	Nov 30, 2018	Dec 6, 2018	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5393:149018:MN:2023-08-07	Aug 11, 2023	Sep 1, 2023	WOODBURY, MN	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 19, 2021 to Aug 11, 2023factForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Dec 6, 2018 to Dec 24, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 10, 2019 to Dec 23, 2020factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 7, 2017 to Nov 30, 2018factForm ADV

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
Christopher Anthony Connelly left Charles Schwab & Co., Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-09-01)
Form ADVobserved 5 days ago