DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FACET
WEST PALM BEACH, FL | Morganton, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Facet | Independent wealth | Jun 8, 2026 | n/a | yes | WEST PALM BEACH, FL|Morganton, NC | Current employment |
| PRIME CAPITAL FINANCIAL | Mixed wealth | Sep 28, 2023 | May 20, 2026 | no | Lake James, NC|CHARLOTTE, NC|OVERLAND PARK, KS|Mooresville, NC|Cornelius, NC | Previous registration |
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | Feb 18, 2022 | Oct 27, 2023 | no | Cornelius, NC|Davidson, NC|Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Facet | May 20, 2026 | Jun 8, 2026 | 19 | Firm change | RIA to RIA |
| UNITED CAPITAL FINANCIAL ADVISORS | PRIME CAPITAL FINANCIAL | Oct 27, 2023 | Sep 28, 2023 | -29 | Firm change | Ibd to RIA |