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RIA / WealthAdvisorChartered Financial Consultant28 years in industry

Scott P Richardson

Advisor at RICHARDSON CAPITAL MANAGEMENT, LLC

NAPLES, FL | MENOMONEE FALLS, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea55f723-b411-d963-4d62-24b5fa565063

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RICHARDSON CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 3, 1998
First registration: May 8, 2000
Dual registered: no
Other names: SCOTT P RICHARDSON|SCOTT PATRICK RICHARDSON
IAPD individual key: 1859684

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RICHARDSON CAPITAL MANAGEMENT, LLC	Independent wealth	May 18, 2004	n/a	yes	NAPLES, FL\|MENOMONEE FALLS, WI	Current employment
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	May 8, 2000	Jul 12, 2004	no	MEMOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HEARTLAND CONSULTANTS, INC.	RICHARDSON CAPITAL MANAGEMENT, LLC	Jul 12, 2004	May 18, 2004	-55	Firm change after gap	Other

Relationships

Registered with (2)

→ RICHARDSON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
May 18, 2004 to presentfactForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
May 8, 2000 to Jul 12, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea55f723-b411-d963-4d62-24b5fa565063
First observed: May 8, 2000
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Scott P Richardson

Advisor at RICHARDSON CAPITAL MANAGEMENT, LLC

NAPLES, FL | MENOMONEE FALLS, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea55f723-b411-d963-4d62-24b5fa565063

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RICHARDSON CAPITAL MANAGEMENT, LLC

Independent wealth

May 18, 2004

n/a

yes

NAPLES, FL|MENOMONEE FALLS, WI

Current employment

FIRST HEARTLAND CONSULTANTS, INC.

Bd affiliated wealth

May 8, 2000

Jul 12, 2004

MEMOMONEE FALLS, WI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST HEARTLAND CONSULTANTS, INC.

RICHARDSON CAPITAL MANAGEMENT, LLC

Jul 12, 2004

May 18, 2004

-55

Firm change after gap

Other