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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

JOHN H FOXWORTHY

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Fort Wayne, IN | FORT WAYNE, IN

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Search this name across graphsid dfx:ria:ea598ca3-d102-97a9-afd2-e1e911e69fb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Jul 3, 2007
First registration: Jul 5, 2007
Dual registered: yes, broker-dealer
Other names: JOHN FOXWORTHY|JOHN FOXWORTHY
IAPD individual key: 4709424

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 27, 2022	n/a	yes	Fort Wayne, IN\|Fort Wayne, IN	Current employment
FOXWORTHY WEALTH ADVISORS, LLC	State registered	Jan 2, 2019	n/a	yes	FORT WAYNE, IN	Current employment
THE MAHARA GROUP	n/a	Nov 10, 2015	Oct 8, 2019	no	FORT WAYNE, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 9, 2015	Jul 5, 2022	no	FT. WAYNE, IN\|FT. WAYNE, IN\|FORT WAYNE, IN	Previous registration
PHILLIPS FINANCIAL	Independent wealth	Apr 27, 2010	Aug 14, 2015	no	FORT WAYNE, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 25, 2008	Apr 9, 2010	no	FORT WAYNE, IN\|FORT WAYNE, IN	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 5, 2007	Jun 26, 2008	no	FORT WAYNE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THE MAHARA GROUP	Jul 5, 2022	Nov 10, 2015	-2,429	Firm change after gap	Other
THE MAHARA GROUP	FOXWORTHY WEALTH ADVISORS, LLC	Oct 8, 2019	Jan 2, 2019	-279	Firm change after gap	Other
PHILLIPS FINANCIAL	LPL FINANCIAL LLC	Aug 14, 2015	Sep 9, 2015	26	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	PHILLIPS FINANCIAL	Apr 9, 2010	Apr 27, 2010	18	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 26, 2008	Jun 25, 2008	-1	Firm change	Other

Relationships

Registered with (7)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ FOXWORTHY WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 2, 2019 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 9, 2015 to Jul 5, 2022factForm ADV
→ THE MAHARA GROUPRegistered adviserregistration: previous registration
Nov 10, 2015 to Oct 8, 2019factForm ADV
→ PHILLIPS FINANCIALRegistered adviserregistration: previous registration
Apr 27, 2010 to Aug 14, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 25, 2008 to Apr 9, 2010factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 5, 2007 to Jun 26, 2008factForm ADV

Dated events

Occurred
Jul 5, 2022
Advisor changed firm
John H Foxworthy left Lpl Financial Llc for The Mahara Group (registered 2015-11-10)
Form ADVobserved 6 days ago