RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H• F••••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 27, 2022 · Fort Wayne, In
- F•••••••• W••••• A•••••••• L•• state registered currentsince Jan 2, 2019 · Fort Wayne, In
- T•• M••••• G•••• unclassifiedNov 10, 2015 to Oct 8, 2019 · Fort Wayne, In
- L•• F•••••••• L•• BD affiliatedSep 9, 2015 to Jul 5, 2022 · Ft. Wayne, In
- P••••••• F•••••••• independent RIAApr 27, 2010 to Aug 14, 2015 · Fort Wayne, In
- C•••• I••••••••• S••••••• C•••• formerJun 25, 2008 to Apr 9, 2010 · Fort Wayne, In
- W•••• F•••• I••••••••• L•• unclassifiedJul 5, 2007 to Jun 26, 2008 · Fort Wayne, In
- L•• F•••••••• L•• to T•• M••••• G••••left Jul 5, 2022, registered Nov 10, 2015 (-2429 days) · Other
- T•• M••••• G•••• to F•••••••• W••••• A•••••••• L••left Oct 8, 2019, registered Jan 2, 2019 (-279 days) · Other
- P••••••• F•••••••• to L•• F•••••••• L••left Aug 14, 2015, registered Sep 9, 2015 (26 days) · Other
- C•••• I••••••••• S••••••• C•••• to P••••••• F••••••••left Apr 9, 2010, registered Apr 27, 2010 (18 days) · Other
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Jun 26, 2008, registered Jun 25, 2008 (-1 days) · Other
- J••• H• F•••••••• left L•• F•••••••• L•• for T•• M••••• G•••• (registered 2015-11-10)Jul 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address