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Advisor at WELLS FARGO ADVISORS
FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 8, 2010 | n/a | yes | FORT LAUDERDALE, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 1, 2004 | Sep 10, 2010 | no | Hallandale Beach, FL|AVENTURA, FL|TAMPA, FL|WEEHAWKEN, NJ|TAMPA, FL|ST. PETERSBURG, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 28, 1993 | Jul 6, 2004 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 10, 2010 | Sep 8, 2010 | -2 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Jul 6, 2004 | Jul 1, 2004 | -5 | Firm change | Other |