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Registered advisor
W•••••• M••••••• S•••••••••
Feed of 09/14/2026
At current firm
16 y
since Sep 8, 2010
In the industry
40 y
since Jan 8, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 8, 2010 · Fort Lauderdale, Fl
- U•• F•••••••• S••••••• I••• wirehouseJul 1, 2004 to Sep 10, 2010 · Hallandale Beach, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 28, 1993 to Jul 6, 2004 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 10, 2010, registered Sep 8, 2010 (-2 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jul 6, 2004, registered Jul 1, 2004 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address