M••••• S•••••

Advisor at N••••••• R••••••••• S•••••••• I•••

Alpine Meadows, CA | SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea803703-3894-159c-2d53-9d5fb1249689

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 2, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• R••••••••• S•••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• R••••••••• S•••••••• I•••	Institutional manager	Aug 7, 2023	n/a	yes	Alpine Meadows, CA\|SAN MATEO, CA	Current employment
T•••• B••• C•••••• L••	Mixed wealth	Aug 24, 2021	Aug 15, 2023	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• B••• C•••••• L••	N••••••• R••••••••• S•••••••• I•••	Aug 15, 2023	Aug 7, 2023	-8	Firm change	Other
S••••••• I••••••••• A•••••••• I•••	T•••• B••• C•••••• L••	Feb 10, 2010	Aug 24, 2021

Relationships

Registered with (3)

→ N••••••• R••••••••• S•••••••• I•••Registered adviserregistration: current employment
Aug 7, 2023 to presentfactForm ADV
→ T•••• B••• C•••••• L••Registered adviserregistration: previous registration
Aug 24, 2021 to Aug 15, 2023factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 2, 2001 to Feb 10, 2010factForm ADV

Dated events

Occurred
Aug 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea803703-3894-159c-2d53-9d5fb1249689
First observed: May 2, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.