DFX Intelligence

K••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

K••• M••••••••• L•

CRD 172534

BROOKLYN, NY

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Search this name across graphsid dfx:ria:ea8851d7-683f-b388-330f-4cea768fc6da

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 1
Observed: Oct 6, 2014 to Aug 24, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K••• M••••••••• L•

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $2.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K••• M••••• F••• L•	Hedge Fund	$913M	Mar 27, 2024	53	Jul 30, 2014	reported	021-210116
K••• H••••••• I•• •• L••••	Private Equity Fund	$114M	Mar 27, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• N••••••••• O•••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 29, 2022	Mar 27, 2024
J•••••• D•••••• S••••••	Member	E	yes	12/2013	Oct 6, 2014	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••• G• L••	n/a	n/a	n/a	N	yes	n/a
K••• G• L••	n/a	n/a	n/a	N	yes	n/a
K••• H••••••• F••• G• L••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.7B	15.5%	$1.2B	18.0%	30	31	3	3

Relationships

Advises (6)

→ K••• H••••••• I•• •• L••••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ K••• H••••••• I•• •• L••••Private fundPrivate Equity Fund, IA
Feb 22, 2022 to presentfactForm ADV
→ K••• H••••••• I• •• L••Private fundHedge Fund, IA
Mar 26, 2020 to presentfactForm ADV
→ K••• M••••• F••• L•Private fund

Dated events

Occurred
Mar 27, 2025
Regulatory AUM changed
K••• M••••••••• L• reported RAUM $1.7B, up 41% from $1.2B (2024-03-27 to 2025-03-27)
Form ADVobserved 7 days ago
$493M
Occurred
May 31, 2023
Control person left
Alan Joshua Frost (Chief Financial Officer) no longer on Schedule A of K••• M••••••••• L• (listed 2023-03-31, absent 2023-05-31)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
K••• M••••••••• L• reported RAUM $1.2B, down 61% from $3.0B (2022-03-29 to 2023-03-31)
Form ADVobserved 7 days ago
$-1.8B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea8851d7-683f-b388-330f-4cea768fc6da
First observed: Oct 6, 2014
Last observed: Aug 24, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.