DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••• M••••••••• L•

Asset manager (funds and pooled vehicles)Brooklyn, New YorkCRD 172534SEC 801-80464websiteIAPD
Latest filing Aug 24, 2026
First filing on the tape Oct 6, 2014 · 23 filings
SEC status approved since Oct 20, 2014
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
13
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.0B as of Aug 24, 2026
Mar 30, 2015$330M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Mar 30, 20150 then
Employees (5.A)30 as of Aug 24, 2026
Mar 30, 20156 then
Private funds13 as of Aug 24, 2026
Mar 30, 20151 then
RAUM +16% over the last fiscal year+18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$163MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.0B, 12 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
2reported
Accounts
12reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.0B for 12 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••• M••••• F••• L•Hedge Fund$913M53Jul 30, 2014
      K••• H••••••• I•• •• L••••Private Equity Fund$114M19Feb 22, 2022
      K••• H••••••• F••• L•Hedge Fund$70.5M4Mar 6, 2018
      K••• H••••••• I• •• L••Hedge Fund$57.1M4Mar 26, 2020
      K••• H••••••• I•• •• L••••Private Equity Fund$50.0M9Mar 31, 2023
      K••• H••••••• I• •• L••Hedge Fund$25.9M6Mar 26, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • A••••• N••••••••• O••• · Chief Compliance Officercontrol
        since 03/2022 · owns less than 5%
      • S•••••• N•••• · Chief Investment Officercontrol
        since 12/2013 · owns less than 5%
      • J•••••• D•••••• S•••••• · Membercontrol
        since 12/2013 · owns 75% or more of K••• D• L••
      • S•••••• N•••• · Membercontrol
        since 12/2013 · owns 75% or more of K••• N• L••
      Entity owners
      • K••• D• L•• · Limited Partner
        direct · owns 25% to 50%
      • K••• L•• · General Partner
        direct · owns less than 5%
      • K••• N• L•• · Limited Partner
        direct · owns 50% to 75%
      • K••• D• L•• · Managing Member
        indirect · owns 25% to 50% of K••• L••
      • K••• N• L•• · Managing Member
        indirect · owns 50% to 75% of K••• L••
      Related persons
      Schedule D 7.A
      • K••• G• L••
        investment adviserbankpooled vehicle sponsorn
      • K••• G• L••
        investment adviserbankpooled vehicle sponsorn
      • K••• H••••••• F••• G• L••
        investment adviserpooled vehicle sponsorn
      • K••• H••••••• I• G• L••
        investment adviserbankpooled vehicle sponsorn
      • K••• H••••••• I•• G• L••
        investment adviserpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Private funds · 11 to 13
        Mar 27, 2026 to Aug 24, 2026
      • Accounts · 10 to 12
        Feb 26, 2026 to Mar 27, 2026
      • Advisory employees · 23 to 22
        Feb 26, 2026 to Mar 27, 2026
      • Advisory activities · 1 to 2
        Feb 26, 2026 to Mar 27, 2026
      • Charity clients · 0 to 2
        Feb 26, 2026 to Mar 27, 2026
      • Pooled vehicle clients · 10 to 12
        Feb 26, 2026 to Mar 27, 2026
      • Assets in custody · $1.7B to $2.0B
        Feb 26, 2026 to Mar 27, 2026
      • Employees · 31 to 30
        Feb 26, 2026 to Mar 27, 2026
      • Discretionary RAUM · $1.7B to $2.0B
        Feb 26, 2026 to Mar 27, 2026
      • Pooled vehicle RAUM · $1.7B to $2.0B
        Feb 26, 2026 to Mar 27, 2026
      • RAUM · $1.7B to $2.0B
        Feb 26, 2026 to Mar 27, 2026
      • Private funds · 9 to 11
        Nov 20, 2025 to Feb 26, 2026
      • Accounts · 7 to 10
        Mar 27, 2024 to Mar 27, 2025
      • Advisory employees · 21 to 23
        Mar 27, 2024 to Mar 27, 2025
      • Pooled vehicle clients · 7 to 10
        Mar 27, 2024 to Mar 27, 2025
      • Assets in custody · $1.2B to $1.7B
        Mar 27, 2024 to Mar 27, 2025
      • Employees · 29 to 31
        Mar 27, 2024 to Mar 27, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 27, 2025
      • Private funds · 5 to 9
        Mar 27, 2024 to Mar 27, 2025
      • Discretionary RAUM · $1.2B to $1.7B
        Mar 27, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $1.2B to $1.7B
        Mar 27, 2024 to Mar 27, 2025
      • RAUM · $1.2B to $1.7B
        Mar 27, 2024 to Mar 27, 2025
      • Accounts · 8 to 7
        Jun 14, 2023 to Mar 27, 2024
      • Advisory employees · 26 to 21
        Jun 14, 2023 to Mar 27, 2024
      • Pooled vehicle clients · 8 to 7
        Jun 14, 2023 to Mar 27, 2024
      • Assets in custody · $1.2B to $1.2B
        Jun 14, 2023 to Mar 27, 2024
      • Employees · 35 to 29
        Jun 14, 2023 to Mar 27, 2024
      • Private funds · 6 to 5
        Jun 14, 2023 to Mar 27, 2024
      • Discretionary RAUM · $1.2B to $1.2B
        Jun 14, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $1.2B to $1.2B
        Jun 14, 2023 to Mar 27, 2024
      • RAUM · $1.2B to $1.2B
        Jun 14, 2023 to Mar 27, 2024
      • Advisory employees · 21 to 26
        Mar 29, 2022 to Mar 31, 2023
      • Assets in custody · $3.0B to $1.2B
        Mar 29, 2022 to Mar 31, 2023
      • Employees · 29 to 35
        Mar 29, 2022 to Mar 31, 2023
      • Other offices · 2 to 3
        Mar 29, 2022 to Mar 31, 2023
      • Private funds · 5 to 6
        Mar 29, 2022 to Mar 31, 2023
      • Discretionary RAUM · $3.0B to $1.2B
        Mar 29, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $3.0B to $1.2B
        Mar 29, 2022 to Mar 31, 2023
      • RAUM · $3.0B to $1.2B
        Mar 29, 2022 to Mar 31, 2023
      • Related adviser · false to true
        Mar 29, 2022 to Mar 31, 2023
      Signals
      11 dated events
      • K••• M••••••••• L• reported RAUM $1.7B, up 41% from $1.2B (2024-03-27 to 2025-03-27)
        Mar 27, 2025 · RAUM change · derived
      • Alan Joshua Frost (Chief Financial Officer) no longer on Schedule A of K••• M••••••••• L• (listed 2023-03-31, absent 2023-05-31)
        May 31, 2023 · Control person left · inference
      • K••• M••••••••• L• reported RAUM $1.2B, down 61% from $3.0B (2022-03-29 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • K••• M••••••••• L• reported RAUM $3.0B, up 34% from $2.3B (2022-02-22 to 2022-03-29)
        Mar 29, 2022 · RAUM change · derived
      • Eugenie Kim (Chief Compliance Officer) no longer on Schedule A of K••• M••••••••• L• (listed 2022-02-22, absent 2022-03-29)
        Mar 29, 2022 · Control person left · inference
      • Alan Joshua Frost (Chief Financial Officer) appeared on Schedule A of K••• M••••••••• L•
        Mar 29, 2022 · Control person joined · fact
      • N••• A•••• (Chief Compliance Officer) appeared on Schedule A of K••• M••••••••• L•
        Mar 29, 2022 · Control person joined · fact
      • K••• M••••••••• L• reported RAUM $2.3B, up 164% from $853.3M (2020-03-26 to 2021-03-26)
        Mar 26, 2021 · RAUM change · derived
      • K••• M••••••••• L• reported RAUM $853.3M, up 39% from $613.8M (2019-03-27 to 2020-03-26)
        Mar 26, 2020 · RAUM change · derived
      • K••• M••••••••• L• reported RAUM $683.6M, up 63% from $418.8M (2017-03-30 to 2018-03-06)
        Mar 6, 2018 · RAUM change · derived
      • K••• M••••••••• L• filed its initial SEC registration (Form ADV)
        Oct 6, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/kora-managementreportedpublic record, Form ADV, Sep 18, 2026
      Website
      beacons.ai/koracapreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-257-5670reportedpublic record, Form ADV, Aug 24, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026