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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

CLINTON DAVID HELMUTH MILLER

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Canton, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea9ec10c-7f42-5ef7-be26-7b0f685454cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 1, 2015
First registration: Jun 24, 2014
Dual registered: yes, broker-dealer
Other names: CLINTON DAVID MILLER|CLINTON DAVID HELMUTH MILLER|CLINTON DAVID MILLER
IAPD individual key: 6281534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jul 25, 2019	n/a	yes	Canton, OH\|AUSTIN, TX	Current employment
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Jun 10, 2015	Jul 25, 2019	no	BERLIN, OH	Previous registration
HUMMEL WEALTH MANAGEMENT, LLC	Former SEC adviser	Jun 24, 2014	Jul 29, 2019	no	BERLIN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUMMEL WEALTH MANAGEMENT, LLC	ON INVESTMENT MANAGEMENT CO	Jul 29, 2019	Jun 10, 2015	-1,510	Firm change after gap	Other
ON INVESTMENT MANAGEMENT CO	KESTRA ADVISORY SERVICES, LLC	Jul 25, 2019	Jul 25, 2019	0	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
143523:105662:OH:2019-07-29	Jul 29, 2019	Jun 10, 2015	BERLIN, OH	Firm change after gap
105662:283330:OH:2019-07-25	Jul 25, 2019	Jul 25, 2019	BERLIN, OH	Firm change

Relationships

Registered with (3)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jul 25, 2019 to presentfactForm ADV
→ HUMMEL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 24, 2014 to Jul 29, 2019factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Jun 10, 2015 to Jul 25, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ea9ec10c-7f42-5ef7-be26-7b0f685454cf
First observed: Jun 24, 2014
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLINTON DAVID HELMUTH MILLER

Advisor at KESTRA ADVISORY SERVICES, LLC

AUSTIN, TX | Canton, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ea9ec10c-7f42-5ef7-be26-7b0f685454cf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Jul 25, 2019

n/a

yes

Canton, OH|AUSTIN, TX

Current employment

ON INVESTMENT MANAGEMENT CO

Bd affiliated wealth

Jun 10, 2015

Jul 25, 2019

BERLIN, OH

Previous registration

HUMMEL WEALTH MANAGEMENT, LLC

Former SEC adviser

Jun 24, 2014

Jul 29, 2019

BERLIN, OH

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HUMMEL WEALTH MANAGEMENT, LLC

ON INVESTMENT MANAGEMENT CO

Jul 29, 2019

Jun 10, 2015

-1,510

Firm change after gap

Other

ON INVESTMENT MANAGEMENT CO

KESTRA ADVISORY SERVICES, LLC

Jul 25, 2019

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

143523:105662:OH:2019-07-29

Jul 29, 2019

Jun 10, 2015

BERLIN, OH

Firm change after gap

105662:283330:OH:2019-07-25

Jul 25, 2019

BERLIN, OH

Firm change