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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

SHANE ALLEN MARTENS

Advisor at D.A. DAVIDSON & CO.

MISHAWAKA, IN

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Search this name across graphsid dfx:ria:eaa750f6-e79c-789a-0a9c-6cabb7743bc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 30, 1998
First registration: Aug 14, 2000
Dual registered: yes, broker-dealer
Other names: SHANE MARTENS
IAPD individual key: 3143513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Jun 20, 2026	n/a	yes	MISHAWAKA, IN	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 14, 2012	Oct 31, 2014	no	CLEVELAND, OH\|MISHAWAKA, IN	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 3, 2006	Jul 31, 2008	no	SOUTH BEND, IN\|SOUTH BEND, IN\|SOUTH BEND, IN	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jan 7, 2003	Nov 14, 2005	no	MISHAWAKA, IN	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 14, 2000	Jan 8, 2003	no	MISHAWAKA, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	D.A. DAVIDSON & CO.	Oct 31, 2014	Jun 20, 2026	4,250	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PNC WEALTH MANAGEMENT	Jul 31, 2008	Dec 14, 2012	1,597	Firm change after gap	Other
NATCITY INVESTMENTS, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Nov 14, 2005	Feb 3, 2006	81	Firm change	Other
EQUITABLE ADVISORS, LLC	NATCITY INVESTMENTS, INC.	Jan 8, 2003	Jan 7, 2003	-1	Firm change	Other

Relationships

Registered with (5)

→ D.A. DAVIDSON & CO.Registered adviserregistration: current employment
Jun 20, 2026 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 14, 2012 to Oct 31, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 3, 2006 to Jul 31, 2008factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 7, 2003 to Nov 14, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 14, 2000 to Jan 8, 2003factForm ADV

Dated events

No dated event names this entity yet.