DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shane Allen Martens
Feed of 09/14/2026
Also filed as Shane Martens
At current firm
0 y
since Jun 20, 2026
In the industry
27 y
since Nov 30, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D.A. Davidson & Co. independent RIA currentsince Jun 20, 2026 · Mishawaka, In
- Pnc Wealth Management BD affiliatedDec 14, 2012 to Oct 31, 2014 · Cleveland, Oh
- Uvest Financial Services Group, Inc. unclassifiedFeb 3, 2006 to Jul 31, 2008 · South Bend, In
- Natcity Investments, Inc. unclassifiedJan 7, 2003 to Nov 14, 2005 · Mishawaka, In
- Equitable Advisors, LLC national BDAug 14, 2000 to Jan 8, 2003 · Mishawaka, In
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to D.A. Davidson & Co.left Oct 31, 2014, registered Jun 20, 2026 (4250 days) · Other
- Uvest Financial Services Group, Inc. to Pnc Wealth Managementleft Jul 31, 2008, registered Dec 14, 2012 (1597 days) · Other
- Natcity Investments, Inc. to Uvest Financial Services Group, Inc.left Nov 14, 2005, registered Feb 3, 2006 (81 days) · Other
- Equitable Advisors, LLC to Natcity Investments, Inc.left Jan 8, 2003, registered Jan 7, 2003 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address