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E•••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E•••• G•••••

Advisor at U••• I••••••••• S••••••• C••••••

Plano, TX | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eab08d73-abad-2da6-8901-904fba7aa475

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• I••••••••• S••••••• C••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••• I••••••••• S••••••• C••••••	No RAUM reported	Aug 26, 2026	n/a	yes	TAMPA, FL\|Plano, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Sep 2, 2021	Apr 30, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	U••• I••••••••• S••••••• C••••••	Apr 30, 2026	Aug 26, 2026	118	Firm change	Other
U••• I••••••••• S••••••• C••••••	C•••••• S••••• • C••• I•••	Jun 15, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:5393:TX:2020-06-04	Jun 15, 2020	Sep 2, 2021	SAN ANTONIO, TX	Firm change after gap

Relationships

Registered with (3)

→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: previous registration
Jan 8, 2018 to Jun 15, 2020factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Sep 2, 2021 to Apr 30, 2026factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Jun 5, 2015 to Jan 8, 2018factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
E•••• G••••• left C•••••• S••••• • C••• I••• for U••• I••••••••• S••••••• C•••••• (registered 2026-08-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eab08d73-abad-2da6-8901-904fba7aa475
First observed: Jun 5, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.