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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

WILLIAM JAY PEACOCK

Advisor at GLADSTONE WEALTH PARTNERS

PALM BEACH GARDENS, FL | San Angelo, TX

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Search this name across graphsid dfx:ria:eabf34b9-999c-e797-4fee-bc0fbafba272

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLADSTONE WEALTH PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 18, 1999
First registration: Dec 4, 2013
Dual registered: yes, broker-dealer
Other names: BILL PEACOCK|WILLIAM PEACOCK|BILL J. PEACOCK|WILLIAM J PEACOCK|BILL JAY PEACOCK
IAPD individual key: 3178354

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLADSTONE WEALTH PARTNERS	Bd affiliated wealth	Jun 9, 2026	n/a	yes	PALM BEACH GARDENS, FL\|San Angelo, TX	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 5, 2023	Jun 12, 2026	no	San Angelo, TX\|San Angelo, TX\|San Angelo, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 26, 2018	Sep 8, 2023	no	SAN ANGELO, TX\|FORT MILL, SC\|SAN ANGELO, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 4, 2013	Aug 1, 2018	no	SAN ANGELO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	GLADSTONE WEALTH PARTNERS	Jun 12, 2026	Jun 9, 2026	-3	Firm change	Ibd to ibd
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 8, 2023	Sep 5, 2023	-3	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Aug 1, 2018	Jul 26, 2018	-6	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ GLADSTONE WEALTH PARTNERSRegistered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 5, 2023 to Jun 12, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 26, 2018 to Sep 8, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 4, 2013 to Aug 1, 2018factForm ADV

Dated events

Occurred
Jun 12, 2026
Advisor changed firm
William Jay Peacock left Ameriprise Financial Services, Llc for Gladstone Wealth Partners (registered 2026-06-09)
Form ADVobserved 3 days ago
Occurred
Sep 8, 2023
Advisor changed firm
William Jay Peacock left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2023-09-05)
Form ADVobserved 3 days ago