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CRD 121419
MIDDLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUBIS, MICHAEL, ANTHONY | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | yes | 06/2002 | Jun 22, 2016 | Mar 4, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 17, 2025 | $272M | $272M | 1 | 1 | 1 | n/a | n/a |
| 2023 | Mar 4, 2024 | $229M | $229M | 1 | 1 | 1 | n/a | n/a |
| 2022 | Mar 29, 2023 | $195M | $195M | 1 | 1 | 1 | n/a | n/a |
| 2021 | Mar 24, 2022 | $216M | $216M | 1 | 1 | 1 | n/a | n/a |
| 2020 | Mar 17, 2021 | $195M | $195M | 1 | 1 | 1 | n/a | n/a |
| 2019 | Mar 26, 2020 | $160M | $160M | 2 | 1 | 1 | n/a | n/a |
| 2018 | Mar 21, 2019 | $138M | $138M | 1 | 1 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $133M | $133M | 1 | 1 | 1 | n/a | n/a |
| 2016 | Mar 29, 2017 | $119M | $119M | 1 | 1 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $272M | $229M | 19.0% | $216M | 8.1% | 1 | 1 | 1 | 1 |