DFX Intelligence

D••••• R••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

D••••• R••••• A••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

MURRYSVILLE, PA

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Search this name across graphsid dfx:ria:ead1d21a-4b87-b773-a029-ae31b2c7291a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 16, 2012	n/a	yes	MURRYSVILLE, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 8, 2009	Nov 29, 2012	no	MURRYSVILLE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 29, 2012	Nov 16, 2012	-13	Firm change	Other
M••••• S•••••• C•••••••••	L•• F•••••••• L••	Sep 8, 2009	Sep 8, 2009

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 16, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2009 to Nov 29, 2012factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Jan 25, 2006 to Sep 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ead1d21a-4b87-b773-a029-ae31b2c7291a
First observed: Jan 25, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.