D••••• R••••• A••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 16, 2012 · Murrysville, Pa
• L•• F•••••••• L•• BD affiliated
  Sep 8, 2009 to Nov 29, 2012 · Murrysville, Pa
• M••••• S•••••• C••••••••• unclassified
  Jan 25, 2006 to Sep 8, 2009 · Boston, Ma

• L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Nov 29, 2012, registered Nov 16, 2012 (-13 days) · Other
• M••••• S•••••• C••••••••• to L•• F•••••••• L••
  left Sep 8, 2009, registered Sep 8, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address