DFX Intelligence

R••••• K•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R••••• K•••• A••••

Advisor at B•••••••• I••••••••• G••••

LONG BEACH, CA | PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Oct 22, 2025	n/a	yes	PHOENIX, AZ\|LONG BEACH, CA	Current employment
B•••••••• A•••• M••••••••• L••	Independent wealth	Jun 19, 2019	Jun 30, 2023	no	RENO, NV\|Newport Beach, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 30, 2023	Oct 22, 2025	845	Firm change after gap	RIA to RIA
O•••• F•• I•••	B•••••••• A•••• M••••••••• L••	Jun 20, 2019	Jun 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:CA:2023-06-30	Jun 30, 2023	Oct 22, 2025	NEWPORT BEACH, CA	Firm change after gap

Relationships

Registered with (3)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 19, 2019 to Jun 30, 2023factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Jun 20, 2019factForm ADV

Dated events

Order

Occurred
30 Jun 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 3, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.