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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

JEFFREY HARRY KLAUENBERG

Advisor at CORECAP ADVISORS

Laurel, MD | SOUTHFIELD, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORECAP ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 14
Exams: S63
First exam: May 14, 1986
First registration: Sep 28, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1110287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORECAP ADVISORS	Bd affiliated wealth	Jun 24, 2014	n/a	yes	SOUTHFIELD, MI\|Laurel, MD	Current employment
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Jun 9, 2006	Jun 18, 2014	no	LAUREL, MD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Mar 9, 2004	Dec 31, 2005	no	ELLICOTT CITY, MD\|ELLICOTT CITY, MD	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Aug 1, 2003	Mar 3, 2004	no	BURTONSVILLE, MD	Previous registration
NATHAN & LEWIS SECURITIES, INC.	n/a	Sep 28, 2001	Aug 1, 2003	no	BURTONSVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUESTAR ASSET MANAGEMENT, INC.	CORECAP ADVISORS	Jun 18, 2014	Jun 24, 2014	6	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Dec 31, 2005	Jun 9, 2006	160	Firm change	Other
WALNUT STREET SECURITIES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Mar 3, 2004	Mar 9, 2004	6	Firm change	Other
NATHAN & LEWIS SECURITIES, INC.	WALNUT STREET SECURITIES, INC.	Aug 1, 2003	Aug 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ CORECAP ADVISORSRegistered adviserregistration: current employment
Jun 24, 2014 to presentfactForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 9, 2006 to Jun 18, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 9, 2004 to Dec 31, 2005factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Aug 1, 2003 to Mar 3, 2004factForm ADV
→ NATHAN & LEWIS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 28, 2001 to Aug 1, 2003factForm ADV

Dated events

No dated event names this entity yet.