DFX Intelligence

D•••• F•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

D•••• F•••••• S••••••

Advisor at T••••• A••••••• S•••••••• I•••

ATLANTA, GA

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Search this name across graphsid dfx:ria:eb0111aa-a6f9-9ba9-2150-2825fedd91df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• A••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Mar 8, 2017	n/a	yes	ATLANTA, GA	Current employment
V••••• C•••••• A•••••••• L••	Other adviser	May 25, 2005	Mar 23, 2009	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• A•••••••• L••	T••••• A••••••• S•••••••• I•••	Mar 23, 2009	Mar 8, 2017	2,907	Firm change after gap	Other

Relationships

Registered with (2)

→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Mar 8, 2017 to presentfactForm ADV
→ V••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
May 25, 2005 to Mar 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb0111aa-a6f9-9ba9-2150-2825fedd91df
First observed: May 25, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.