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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
Platte, MO | RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Nov 7, 2025 | n/a | yes | Platte, MO|RIDGEWOOD, NJ | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Aug 19, 2022 | Jun 1, 2023 | no | PLATTE CITY, MO | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 11, 2021 | Aug 3, 2022 | no | Topeka, KS | Previous registration |
| WADDELL & REED | Former SEC adviser | Aug 7, 2014 | Dec 16, 2020 | no | INDEPENDENCE, MO|OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC | Jun 1, 2023 | Nov 7, 2025 | 890 | Firm change after gap | Ibd to RIA |
| WADDELL & REED | AE WEALTH MANAGEMENT, LLC | Dec 16, 2020 | Feb 11, 2021 | 57 | Firm change | Ibd to RIA |