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Advisor at KOVACK ADVISORS, INC.
North Haven, CT | FT. LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KOVACK ADVISORS, INC. | Bd affiliated wealth | Jan 12, 2018 | n/a | yes | North Haven, CT|FT. LAUDERDALE, FL | Current employment |
| SII INVESTMENTS, INC. | Former SEC adviser | Jun 12, 2009 | Dec 21, 2017 | no | WALLINGFORD, CT|APPLETON, WI|MARLBOROUGH, CT|NORTH HAVEN, CT | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Jul 17, 2006 | Jul 10, 2009 | no | WALLINGFORD, CT | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 22, 2000 | Sep 15, 2003 | no | WETHERSFIELD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SII INVESTMENTS, INC. | KOVACK ADVISORS, INC. | Dec 21, 2017 | Jan 12, 2018 | 22 | Firm change | Other |
| QUESTAR ASSET MANAGEMENT, INC. | SII INVESTMENTS, INC. | Jul 10, 2009 | Jun 12, 2009 | -28 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | QUESTAR ASSET MANAGEMENT, INC. | Sep 15, 2003 | Jul 17, 2006 | 1,036 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2225:140808:CT:2017-12-21 | Dec 21, 2017 | Jan 12, 2018 | NORTH HAVEN, CT | Firm change |