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Advisor at BBK WEALTH LLC
FISHERS, IN | Lafayette, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BBK WEALTH LLC | State registered | Oct 20, 2020 | n/a | yes | FISHERS, IN|Lafayette, IN | Current employment |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Oct 8, 2013 | May 8, 2020 | no | AVON, IN|INDIANAPOLIS, IN|LAFAYETTE, IN|WEST LAFAYETTE, IN|LAFAYETTE, IN|FOWLER, IN|CARMEL, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|WESTFIELD, IN|INDIANAPOLIS, IN|INDIANAPOLIS, IN|FISHERS, IN|INDIANAPOLIS, IN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 5, 2011 | Oct 17, 2013 | no | VALPARAISO, IN|PORTAGE, IN|PORTAGE, IN|CHESTERTON, IN|VALPARAISO, IN|LAPORTE, IN|LAPORTE, IN|MICHIGAN CITY, IN|ST. JOSEPH, MI|ST. JOSEPH, MI|STEVENSVILLE, MI|STEVENSVILLE, MI|WESTVILLE, IN | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Nov 15, 2010 | Jul 5, 2011 | no | LAPORTE, IN|MICHIGAN CITY, IN|MICHIGAN CITY, IN|ST. JOSEPH, MI|ST. JOSEPH, MI|STEVENSVILLE, MI|ST. JOSEPH, MI|WESTVILLE, IN|LAPORTE, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 19, 2010 | Nov 19, 2010 | no | MISHAWAKA, IN|MISHAWAKA, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | BBK WEALTH LLC | May 8, 2020 | Oct 20, 2020 | 165 | Firm change | Ibd to state RIA |
| LPL FINANCIAL LLC | FIFTH THIRD SECURITIES, INC. | Oct 17, 2013 | Oct 8, 2013 | -9 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Jul 5, 2011 | Jul 5, 2011 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | UVEST FINANCIAL SERVICES GROUP, INC. | Nov 19, 2010 | Nov 15, 2010 | -4 | Firm change | Other |