DFX Intelligence

O••••• R•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

O••••• R•••• C••••

Advisor at V•••• P••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:eb0cbd43-ffaa-f549-172f-b346055b226d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• P••••••• L••	Independent wealth	May 3, 2019	n/a	yes	CHARLOTTE, NC	Current employment
C•••••••• I••••••••• C••••••••• L••	Former SEC adviser	Oct 26, 2010	May 16, 2019	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• C••••••••• L••	V•••• P••••••• L••	May 16, 2019	May 3, 2019	-13	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
104379:301058:NC:2019-05-03	May 16, 2019	May 3, 2019	CHARLOTTE, NC	Firm change

Relationships

Registered with (2)

→ V•••• P••••••• L••Registered adviserregistration: current employment
May 3, 2019 to presentfactForm ADV
→ C•••••••• I••••••••• C••••••••• L••Registered adviserregistration: previous registration
Oct 26, 2010 to May 16, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb0cbd43-ffaa-f549-172f-b346055b226d
First observed: Oct 26, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.