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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAROLINAS INVESTMENT CONSULTING LLC

CRD 104379

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:952e4659-ad68-2993-41a1-0d4272ff406f

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 0
On other graphs: 1
Observed: Jan 18, 2012 to Mar 29, 2019
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Carolinas Investment Consulting LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2019-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $382M
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 18
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 693
Individual clients: 435
High net worth clients: 278
Custody, client assets: $153M
SEC number: 801-60158
CRD: 104379
Filings on the tape: 27
First filed: Jan 18, 2012
Latest filed: Mar 29, 2019
Organised: Limited Liability Company, North Carolina

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EDMISTON, GEORGE HARRELL JR	CEO, PRESIDENT, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL, PFO, POO	E	yes	09/2018	Jan 18, 2012	Mar 29, 2019
FRITCHLEY, JEANNE KELSEY	PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP	Na	no	10/2014	Jan 18, 2012	Mar 29, 2019
GROGAN, CHRISTOPHER KEVIN	MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL	Na	no	04/2011	Jan 18, 2012	Mar 29, 2019
NCF CHARITABLE TRUST ("NCT")	Owner	A	no	01/2019	Mar 29, 2019	Mar 29, 2019
NCF CORPORATION	SOLE TRUSTEE OF NCT	F	no	01/2019	Mar 29, 2019	Mar 29, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID PERKINS	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$1.5B	$382M	25	18	0	n/a	n/a
2017	Mar 29, 2018	$1.4B	$218M	24	20	0	n/a	n/a
2016	Mar 28, 2017	$1.3B	$175M	27	17	n/a	n/a	n/a
2015	Mar 30, 2016	$1.1B	$137M	23	17	n/a	n/a	n/a
2014	Mar 27, 2015	$1.2B	$50.9M	22	9	n/a	n/a	n/a
2013	Mar 7, 2014	$919M	$53.0M	23	9	n/a	n/a	n/a
2012	Mar 8, 2013	$867M	$37.6M	23	14	n/a	n/a	n/a
2011	Mar 29, 2012	$704M	$6.3M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.5B	$1.4B	4.9%	$1.1B	11.9%	25	24	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VERUM PARTNERS LLC	5	May 3, 2019	May 22, 2019	CHARLOTTE, NC	Firm absorbed	RIA to new firm	83.3%
CAROLINAS WEALTH CONSULTING LLC	2	Dec 31, 2016	May 13, 2019	WAXHAW, NC	Team lift out	Other	25.0%

Relationships

Affiliated with (1)

← CAROLINAS WEALTH CONSULTING LLCRegistered adviserbroker-dealer, common control
factForm ADV

Controls (1)

← EDMISTON, GEORGE HARRELL JROwnerCEO, PRESIDENT, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL, PFO, POO, ownership code E, individual
Jan 18, 2012 to presentfactForm ADV

Owns (4)

← FRITCHLEY, JEANNE KELSEYOwnerPRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP, ownership code NA, individual
Jan 18, 2012 to presentfactForm ADV
← GROGAN, CHRISTOPHER KEVINOwnerMEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL, ownership code NA, individual
Jan 18, 2012 to presentfactForm ADV
← NCF CHARITABLE TRUST ("NCT")OwnerOWNER, ownership code A, domestic entity
Mar 29, 2019 to presentfactForm ADV
← NCF CORPORATIONOwnerSOLE TRUSTEE OF NCT, ownership code F, domestic entity
Mar 29, 2019 to presentfactForm ADV

Moved with (2)

→ VERUM PARTNERS LLCRegistered adviser5 advisors, firm absorbed
May 3, 2019 to May 22, 2019factForm ADV
→ CAROLINAS WEALTH CONSULTING LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to May 13, 2019factForm ADV

Registered with (25)

← HOLLY FRENCH SKIPPERAdvisorregistration: previous registration
Jan 4, 2016 to May 20, 2019factForm ADV
← ROBERT CHRISTOPHER GAMMONAdvisorregistration: previous registration
Feb 29, 2008 to May 16, 2019factForm ADV
← OLIVER ROANE CROSSAdvisorregistration: previous registration
Oct 26, 2010 to May 16, 2019factForm ADV
← DUSTIN ANTHONY BARRAdvisorregistration: previous registration
Jun 7, 2016 to May 16, 2019factForm ADV
← ABIGAIL ANNE BENNETTAdvisorregistration: previous registration
Sep 10, 2015 to May 3, 2019factForm ADV
← Brittney Michelle MillerAdvisorregistration: previous registration
Apr 6, 2019 to May 3, 2019factForm ADV
← Nargiz KambarovaAdvisorregistration: previous registration
Oct 12, 2015 to Mar 16, 2018factForm ADV
← JEANNE KELSEY FRITCHLEYAdvisorregistration: previous registration
Apr 28, 2009 to Dec 31, 2016factForm ADV
← THOMAS EDWARD HIGHSMITHAdvisorregistration: previous registration
Jun 8, 2006 to Dec 31, 2016factForm ADV
← KATHERINE MURPHYAdvisorregistration: previous registration
Sep 24, 2012 to Oct 26, 2016factForm ADV
← Sabine Maria VellucciAdvisorregistration: previous registration
Aug 15, 2006 to Mar 22, 2016factForm ADV
← Diane Carol BrownAdvisorregistration: previous registration
Nov 14, 2011 to Oct 14, 2013factForm ADV
← SARAH MARGARET WESTBROOKAdvisorregistration: previous registration
Aug 31, 2011 to Aug 14, 2012factForm ADV
← KENDRICK WARE MATTOXAdvisorregistration: previous registration
May 3, 2006 to Aug 22, 2011factForm ADV
← GEORGE HARRELL EDMISTONAdvisorregistration: previous registration
Jun 16, 2006 to Jun 6, 2011factForm ADV
← DAVID ALLEN PERKINSAdvisorregistration: previous registration
Nov 15, 2004 to Jun 6, 2011factForm ADV
← CHRISTOPHER KEVIN GROGANAdvisorregistration: previous registration
Aug 8, 2006 to Jun 6, 2011factForm ADV
← EDWARD MARIO KISSAdvisorregistration: previous registration
Jun 2, 2006 to Jan 26, 2011factForm ADV
← MICHAEL EDWARD FELTONAdvisorregistration: previous registration
Jan 30, 2004 to Nov 16, 2005factForm ADV
← Lyric Boyette MartinAdvisorregistration: previous registration
Apr 9, 2014 to Apr 17, 2001factForm ADV
← WALKER THOMAS SHELTONAdvisorregistration: previous registration
Jun 28, 2013 to Apr 17, 2001factForm ADV
← RICHARD WADE AUSTINAdvisorregistration: previous registration
Jul 18, 2013 to Apr 17, 2001factForm ADV
← Bridget McDermottAdvisorregistration: previous registration
Apr 6, 2017 to Apr 17, 2001factForm ADV
← Robert Russell ShawAdvisorregistration: previous registration
Dec 5, 2018 to Apr 17, 2001factForm ADV
← Justin LouisAdvisorregistration: previous registration
May 4, 2017 to Apr 17, 2001factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:952e4659-ad68-2993-41a1-0d4272ff406f
First observed: Jan 18, 2012
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAROLINAS INVESTMENT CONSULTING LLC

CRD 104379

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:952e4659-ad68-2993-41a1-0d4272ff406f

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EDMISTON, GEORGE HARRELL JR

CEO, PRESIDENT, FINOP, MANAGING MEMBER, MUNICIPAL PRINCIPAL, PFO, POO

yes

09/2018

Jan 18, 2012

Mar 29, 2019

FRITCHLEY, JEANNE KELSEY

PRINCIPAL, MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ROSFP

10/2014

Jan 18, 2012

Mar 29, 2019

GROGAN, CHRISTOPHER KEVIN

MEMBER, SECRETARY (8/09), CHIEF COMPLIANCE OFFICER, PRINCIPAL

04/2011

Jan 18, 2012

Mar 29, 2019

NCF CHARITABLE TRUST ("NCT")

Owner

01/2019

Mar 29, 2019

NCF CORPORATION

SOLE TRUSTEE OF NCT

01/2019

Mar 29, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID PERKINS

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$1.5B

$382M

n/a

2017

Mar 29, 2018

$1.4B

$218M

n/a

2016

Mar 28, 2017

$1.3B

$175M

n/a

2015

Mar 30, 2016

$1.1B

$137M

n/a

2014

Mar 27, 2015

$1.2B

$50.9M

n/a

2013

Mar 7, 2014

$919M

$53.0M

n/a

2012

Mar 8, 2013

$867M

$37.6M

n/a

2011

Mar 29, 2012

$704M

$6.3M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.5B

$1.4B

4.9%

$1.1B

11.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VERUM PARTNERS LLC

May 3, 2019

May 22, 2019

CHARLOTTE, NC

Firm absorbed

RIA to new firm

83.3%

CAROLINAS WEALTH CONSULTING LLC

Dec 31, 2016

May 13, 2019

WAXHAW, NC

Team lift out

Other

25.0%