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RIA / WealthAdvisorCertified Financial Planner16 years in industry

STEVEN JAMES GROGAN

Advisor at SAVVY

Macomb, MI | NEW YORK, NY

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Search this name across graphsid dfx:ria:eb1bab5c-c434-d823-6d38-cf05e39c7eb8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 23, 2010
First registration: Dec 16, 2011
Dual registered: no
IAPD individual key: 5729425

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Sep 18, 2025	n/a	yes	Macomb, MI\|NEW YORK, NY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Feb 2, 2018	Sep 9, 2025	no	Macomb, MI\|UTICA, MI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 4, 2015	Feb 5, 2018	no	SHELBY TOWNSHIP, MI\|STERLING HEIGHTS, MI	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Dec 16, 2011	Jun 1, 2015	no	SHELBY TOWNSHIP, MI\|Farmington Hills, MI\|Farmington Hills, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	Savvy	Sep 9, 2025	Sep 18, 2025	9	Firm change	Ibd to RIA
SIGNATOR INVESTORS, INC.	COMMONWEALTH FINANCIAL NETWORK	Feb 5, 2018	Feb 2, 2018	-3	Firm change	Other
MML INVESTORS SERVICES, LLC	SIGNATOR INVESTORS, INC.	Jun 1, 2015	Jun 4, 2015	3	Firm change	Other

Relationships

Registered with (4)

→ SAVVYRegistered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Feb 2, 2018 to Sep 9, 2025factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 4, 2015 to Feb 5, 2018factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Dec 16, 2011 to Jun 1, 2015factForm ADV

Dated events

Occurred
Sep 9, 2025
Advisor changed firm
Steven James Grogan left Commonwealth Financial Network for Savvy (registered 2025-09-18)
Form ADVobserved 6 days ago