This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMMONWEALTH FINANCIAL NETWORK

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 6, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S66|S63

First exam

Apr 6, 1999

First registration

Jan 12, 2007

Dual registered

no

Other names

RICK HARKINS|FREDERICK JAMES HARKIN

IAPD individual key

3074965

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb349c9d-e085-a500-b883-6e46e86ec538

First observed

Jan 12, 2007

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.