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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PEORIA, AZ | Walnut Creek, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 20, 2019 | n/a | yes | Walnut Creek, CA|PEORIA, AZ | Current employment |
| BOFA SECURITIES, INC. | No RAUM reported | May 10, 2019 | Jun 28, 2019 | no | NEW YORK, NY|OAKLAND, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 9, 2015 | May 10, 2019 | no | OAKLAND, CA|WALNUT CREEK, CA|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOFA SECURITIES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 28, 2019 | Jun 20, 2019 | -8 | Channel change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BOFA SECURITIES, INC. | May 10, 2019 | May 10, 2019 | 0 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:283942:NY:2019-05-10 | May 10, 2019 | May 10, 2019 | NEW YORK, NY | Firm change |