Q•••• T•••••

Advisor at S•••••••• W••••• I••••••••• G••••• L••

Indianapolis, IN | LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb4efd57-a743-ef97-c3c5-f4b9d61194ca

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• I••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• I••••••••• G••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	LOUISVILLE, KY\|Indianapolis, IN	Current employment
E•••••••• A•••••••• L••	National bd RIA	Apr 8, 2022	Nov 19, 2024	no	CARMEL, IN\|Noblesville, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	S•••••••• W••••• I••••••••• G••••• L••	Nov 19, 2024	Jan 6, 2025	48	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••••••• W••••• I••••••••• G••••• L••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 8, 2022 to Nov 19, 2024factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
Q•••• T••••• left E•••••••• A•••••••• L•• for S•••••••• W••••• I••••••••• G••••• L•• (registered 2025-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb4efd57-a743-ef97-c3c5-f4b9d61194ca
First observed: Apr 8, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.