DFX Intelligence

N••••••• J••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

N••••••• J••••• S••••••••

Advisor at S••••••••• F••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:eb51b354-8ecf-e2fb-559b-738ec393cc7f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 10, 2025	n/a	yes	SYRACUSE, NY\|CENTER VALLEY, PA\|RAMSEY, NJ	Current employment
S••••••••• F••••••••• L••	State registered	Mar 19, 2024	n/a	yes	RAMSEY, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Jul 10, 2025	Jul 10, 2025	0	Bulk transfer	Ibd to ibd
B•••• F•••••••• G•••• L••	S••••••••• F••••••••• L••	Mar 26, 2024	Mar 19, 2024

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ S••••••••• F••••••••• L••Registered adviserregistration: current employment
Mar 19, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Oct 28, 2024 to Jul 10, 2025factForm ADV
→ B•••• F•••••••• G•••• L••

Dated events

Occurred
Mar 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb51b354-8ecf-e2fb-559b-738ec393cc7f
First observed: Aug 6, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.