DFX Intelligence

W••••••••• C•••••• U• A•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

W••••••••• C•••••• U• A•••••••• L•

CRD 161527

SAN MATEO, CA

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Search this name across graphsid dfx:ria:eb5355b1-c856-c0e9-f145-0427701790c6

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 4
Observed: Feb 14, 2012 to Mar 31, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

W••••••••• C•••••• U• A•••••••• L•

Venture manager · cited, key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

W••••••••• C•••••• U• A•••••••• L•

Capital provider to sponsors · cited, key crd, key sfn adviser, shared crd

Private Equityidentity

W••••••••• C•••••• U• A•••••••• L•

Private equity manager · cited, key crd, key sfn adviser, shared crd

Allocators

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.9B••• Locked
Discretionary RAUM: $7.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 90

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W••••••••• C•••••••• F•••• L••	Hedge Fund	$7.3B	Mar 31, 2026	65	Feb 14, 2012	reported	021-163908
W••••••••• A•• I•	Private Equity Fund	$4.1B	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• S••••• ••••	MANAGING PARTNER	E	yes	09/2022	Feb 14, 2012	Aug 28, 2024
C•••••• S••••• ••••	MANAGING PARTNER, LIMITED PARTNER	E	yes	04/2011	Feb 14, 2012	Aug 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••••••• A••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bangalore	n/a	India	34	no
Ebene	n/a	Mauritius	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.9B	$7.6B	4.1%	$7.6B	1.1%	90	83	2	2

Relationships

Advises (9)

→ S••• A•• T••••Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ W••••••••• C•••••••• F•••• L••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ W••••••••• A•• M••••• F•••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2019 to presentfactForm ADV
→ W••••••••• A•• I•Private fund

Dated events

Occurred
Mar 31, 2026
Private fund gav change
••• Locked
Form ADVobserved today
$751M
Occurred
Dec 16, 2022
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$2.7B
Occurred
Mar 31, 2021

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb5355b1-c856-c0e9-f145-0427701790c6
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.