DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W••••••••• C•••••• U• A•••••••• L•

Asset manager (funds and pooled vehicles)San Mateo, CaliforniaCRD 161527SEC 801-74144websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$7.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
90
50 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
7
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$7.9B as of Mar 31, 2026
Apr 1, 2013$802M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)90 as of Mar 31, 2026
Apr 1, 20134 then
Private funds7 as of Mar 31, 2026
Apr 1, 20134 then
RAUM +4.1% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+4.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$7.9B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      9 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      W••••••••• C•••••••• F•••• L••Hedge Fund$7.3B55Feb 14, 2012
      W••••••••• A•• I•Private Equity Fund$3.8B4Mar 31, 2019
      W••••••••• A•• M••••• F•••• L••Private Equity Fund$3.6B4Mar 31, 2019
      S••• A•• T••••Private Equity Fund$721M5Mar 29, 2024
      W••••••••• S•••••• L••Private Equity Fund$583M13Mar 31, 2019
      W••••••••• S••••• I•• L••Private Equity Fund$48.7M8Jan 11, 2021
      W••••••••• V••••••• I•• L••Venture Capital Fund$38.0M29Feb 14, 2012
      W••••••••• V••••••• I• L••no longer reportedVenture Capital Fund$539,96131Feb 14, 2012
      W••••••••• V••••••• C••••••••• I• L••no longer reportedVenture Capital Fund$40,13341Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••• S••••• •••• · Managing Partner, Limited Partnercontrol
        since 04/2011 · owns 75% or more
      • S•••• K••••••• J••••••• · Chief Compliance Officer, Chief Financial Officer And Chief Operating Officercontrol
        since 06/2015 · owns less than 5%
      • C•••••• S••••• •••• · Managing Partnercontrol
        since 09/2022 · owns 75% or more of W••••••••• C•••••• U• A••••••• G•• L••
      • W••••••• P••••• C•••••• · Senior Advisor, Limited Partner
        since 01/2012 · owns 10% to 25%
      Entity owners
      • W••••••••• C•••••• U• A••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • W••••••••• A••••••• I•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Bangalore, India34 employees
      • Ebene, Mauritius2 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 46 to 50
        May 28, 2025 to Mar 31, 2026
      • Employees · 83 to 90
        May 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $7.6B to $7.9B
        May 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $7.6B to $7.9B
        May 28, 2025 to Mar 31, 2026
      • RAUM · $7.6B to $7.9B
        May 28, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to May 28, 2025
      • Advisory employees · 52 to 46
        Aug 28, 2024 to Mar 31, 2025
      • Employees · 77 to 83
        Aug 28, 2024 to Mar 31, 2025
      • Discretionary RAUM · $8.0B to $7.6B
        Aug 28, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $8.0B to $7.6B
        Aug 28, 2024 to Mar 31, 2025
      • RAUM · $8.0B to $7.6B
        Aug 28, 2024 to Mar 31, 2025
      • Accounts · 6 to 7
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 32 to 52
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 6 to 7
        Mar 31, 2023 to Mar 29, 2024
      • Employees · 60 to 77
        Mar 31, 2023 to Mar 29, 2024
      • Private funds · 6 to 7
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $0 to $8.0B
        Mar 31, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $7.6B to $0
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $7.6B to $8.0B
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $7.6B to $8.0B
        Mar 31, 2023 to Mar 29, 2024
      • Advisory employees · 24 to 32
        Dec 16, 2022 to Mar 31, 2023
      • Assets in custody · unset to 0.0
        Dec 16, 2022 to Mar 31, 2023
      • Employees · 44 to 60
        Dec 16, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $7.7B to $7.6B
        Dec 16, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $7.7B to $7.6B
        Dec 16, 2022 to Mar 31, 2023
      • RAUM · $7.7B to $7.6B
        Dec 16, 2022 to Mar 31, 2023
      • Succession · true to false
        Dec 16, 2022 to Mar 31, 2023
      • Business name · W••••••••• C•••••• U• A•••••••• L•• to W••••••••• C•••••• U• A•••••••• L•
        Oct 6, 2022 to Dec 16, 2022
      • Legal name · W••••••••• C•••••• U• A•••••••• L•• to W••••••••• C•••••• U• A•••••••• L•
        Oct 6, 2022 to Dec 16, 2022
      • Succession · false to true
        Oct 6, 2022 to Dec 16, 2022
      • Organization form · Limited Liability Company to Limited Partnership
        Mar 31, 2022 to Oct 6, 2022
      • Advisory employees · 19 to 24
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 28 to 44
        Mar 31, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $5.0B to $7.7B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $5.0B to $7.7B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $5.0B to $7.7B
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 17 to 19
        Jan 11, 2021 to Mar 31, 2021
      • Employees · 27 to 28
        Jan 11, 2021 to Mar 31, 2021
      • Non-discretionary RAUM · $3.2B to $5.0B
        Jan 11, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · $3.2B to $5.0B
        Jan 11, 2021 to Mar 31, 2021
      Signals
      4 dated events
      • W••••••••• C•••••• U• A•••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Dec 16, 2022 · Succession (Item 4) · fact
      • W••••••••• C•••••• U• A•••••••• L• reported RAUM $7.7B, up 55% from $5.0B (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • W••••••••• C•••••• U• A•••••••• L• reported RAUM $5.0B, up 57% from $3.2B (2021-01-11 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • W••••••••• C•••••• U• A•••••••• L• reported RAUM $3.0B, up 38% from $2.2B (2017-03-30 to 2018-01-25)
        Jan 25, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/W•••••••••CAPITALreportedpublic record, Form ADV, Sep 18, 2026
      Website
      W•••••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      230-467-3000reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026