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W•••••• D•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor44 years in industry

W•••••• D•••• F••••

Advisor at M••• W•••••

Colorado Springs, CO | DENVER, CO

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Search this name across graphsid dfx:ria:eb58475e-ea97-0964-5767-198b7a57c2b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 19, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 11, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W•••••	Independent wealth	May 8, 2024	n/a	yes	Colorado Springs, CO\|DENVER, CO	Current employment
M••• W•••••	Independent wealth	Apr 28, 2021	Dec 9, 2021	no	DENVER, CO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A••••••• G••••	M••• W•••••	Jul 18, 2024	Apr 28, 2021	-1,177	Firm change after gap	RIA to RIA
S••	P•••••• A••••••• G••••	Dec 12, 2017

Relationships

Registered with (4)

→ M••• W•••••Registered adviserregistration: previous registration
Apr 28, 2021 to Dec 9, 2021factForm ADV
→ P•••••• A••••••• G••••Registered adviserregistration: previous registration
Nov 10, 2017 to Jul 18, 2024factForm ADV
→ SPCRegistered adviserregistration: previous registration
Oct 9, 2012 to Dec 12, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jul 18, 2024
Advisor changed firm
W•••••• D•••• F•••• left P•••••• A••••••• G•••• for M••• W••••• (registered 2021-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb58475e-ea97-0964-5767-198b7a57c2b3
First observed: Apr 19, 1993
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.