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Advisor at L•• F•••••••• L••
PALM BAY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 17, 2024 | n/a | yes | PALM BAY, FL | Current employment |
| O•••• F•• I••• | Former SEC adviser | May 8, 2013 | May 20, 2024 | no | PALM BAY, FL|PALM BAY, FL|CORONA, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | L•• F•••••••• L•• | May 20, 2024 | May 17, 2024 | -3 | Bulk transfer | Ibd to ibd |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | O•••• F•• I••• | Mar 26, 2013 |
| Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 1, 2009 | Mar 26, 2013 | no | MELBOURNE, FL | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | May 31, 2006 | Oct 10, 2009 | no | MELBOURNE, FL | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 29, 2003 | Jun 7, 2006 | no | PALM BAY, FL | Previous registration |
| 43 |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 10, 2009 | Jun 1, 2009 | -131 | Bulk transfer | Other |
| 1•• G••••• A••••••• I•• | R•••••• J•••• F•••••••• S•••••••• I••• | Jun 7, 2006 | May 31, 2006 | -7 | Firm change | Other |