RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J•••• S••••
- L•• F•••••••• L•• BD affiliated currentsince May 17, 2024 · Palm Bay, Fl
- O•••• F•• I••• formerMay 8, 2013 to May 20, 2024 · Palm Bay, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 1, 2009 to Mar 26, 2013 · Melbourne, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 31, 2006 to Oct 10, 2009 · Melbourne, Fl
- 1•• G••••• A••••••• I•• formerJan 29, 2003 to Jun 7, 2006 · Palm Bay, Fl
- O•••• F•• I••• to L•• F•••••••• L••left May 20, 2024, registered May 17, 2024 (-3 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• F•• I•••left Mar 26, 2013, registered May 8, 2013 (43 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2009, registered Jun 1, 2009 (-131 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jun 7, 2006, registered May 31, 2006 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address