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D••••• E••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• E••••• G••••••••

Advisor at P•• W••••• M•••••••••

FT. MYERS, FL | BONITA SPRINGS, FL | Naples, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb5cef82-9724-0673-bece-f8e2baca3130

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Sep 15, 2022	n/a	yes	FT. MYERS, FL\|BONITA SPRINGS, FL\|Naples, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 22, 2022	Sep 19, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	P•• W••••• M•••••••••	Sep 19, 2022	Sep 15, 2022	-4	Firm change	Ibd to ibd
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Apr 27, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:6363:FL:2022-04-27	Apr 27, 2022	Apr 22, 2022	NAPLES, FL	Firm change
108897:19616:CT:2016-05-11	May 11, 2016	Oct 12, 2016	SHELTON, CT	Firm change

Relationships

Registered with (5)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Sep 15, 2022 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 22, 2022 to Sep 19, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 12, 2016 to Apr 27, 2022factForm ADV
→ A•• I••••••••• S•••••••• I•••

Dated events

Occurred
Sep 19, 2022
Advisor changed firm
D••••• E••••• G•••••••• left A••••••••• F•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2022-09-15)
Form ADVobserved 6 days ago
Occurred
Apr 27, 2022
Advisor changed firm
D••••• E••••• G•••••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-04-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb5cef82-9724-0673-bece-f8e2baca3130
First observed: Jun 27, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.