This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WEDBUSH SECURITIES INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 1, 2011earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 7, 2012

First registration

Apr 9, 2012

Dual registered

yes, broker-dealer

Other names

TAMI SUE SCHROTH|TAMI SUE LEIKER|TAMI SUE MAREMIAK|TAMI SUE LEIKER|TAMI SUE SCHROTH|TAMI SUE MARCINIAK|TAMI SUE BABYLON

IAPD individual key

5429998

• Occurred

  May 10, 2023
  Advisor changed firm

  Tami S Babylon left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wedbush Securities Inc. (registered 2023-05-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb5f8703-bd1d-304a-101d-bfb6bb2880a4

First observed

Apr 9, 2012

Last observed

Sep 18, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.