R••• K•••• L••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Campbell, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb611ba4-4957-ca31-6208-a0a342f90590

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Dec 6, 2024	n/a	yes	NEWPORT BEACH, CA\|Campbell, CA	Current employment
F••••••••• A•••••••	Former SEC adviser	Dec 23, 2020	Nov 19, 2024	no	San Ramon, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	B••••• P••••• A•••••••• L••	Nov 19, 2024	Dec 6, 2024	17	Firm change	RIA to RIA
H•••••• T••••••• • K•••• L••	F••••••••• A•••••••	Dec 24, 2020	Dec 23, 2020

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Dec 6, 2024 to presentfactForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
Dec 23, 2020 to Nov 19, 2024factForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Jan 22, 2019 to Dec 24, 2020factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
R••• K•••• L•• left F••••••••• A••••••• for B••••• P••••• A•••••••• L•• (registered 2024-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb611ba4-4957-ca31-6208-a0a342f90590
First observed: Jan 22, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.