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Advisor at HIGHTOWER ADVISORS, LLC
Los Angeles, CA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | Los Angeles, CA|CHICAGO, IL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 24, 2020 | Aug 24, 2021 | no | SANTA MONICA, CA | Previous registration |
| WEST COAST FINANCIAL, LLC | Former SEC adviser | Aug 3, 2016 | Feb 20, 2020 | no | SANTA BARBARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | HIGHTOWER ADVISORS, LLC | Aug 24, 2021 | Jan 1, 2025 | 1,226 | Firm change after gap | Ibd to ibd |
| WEST COAST FINANCIAL, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Feb 20, 2020 | Jul 24, 2020 | 155 | Firm change | RIA to ibd |